Laws and CBA regulation
• Law on Covered Mortgage Bonds
• Law on Joint-Stock Companies
• Law on Financial System Mediator
• Law on Combating Money Laundering and Terrorism Financing
• Law on Currency Regulation and Currency Control
✔ Regulation 4/01 “On Registration and Licensing of Investment Companies; Registration of Branches and Representative offices of Investment Companies and Foreign Investment Companies; Procedure for Obtaining Preliminary Consent for Qualifying Holding in Statutory Capital of Investment Companies; Presentment of Business Plan by Investment Companies; and Notice of Provision of Investment Services by Banks and Credit Organizations”
✔ Regulation 4/02 on Main Prudential Standards, Their Limits, Calculation, Composition of Elements in Calculation, the Extent of Breaches of Stated Prudential Standards of Investment Companies
✔ Regulation 4/03 On "Reports Submitted to the Central Bank by Persons providing Investment services, Procedure, Form and Periods on Their Submission“
✔ Regulation 4/04 on Prospectus and Reports of The Reporting Issuers
✔ Regulation 4/05 on The Qualification of Managers of Persons Providing Investment Services, the Operator and the Central Depositary and Natural Persons Providing Investment Services, Their Professional Compliance Criteria and the List of Topics for Qualification Test
✔ Regulation 4/07 on Requirements on Investment Services Providers’ Activities
✔ Regulation 4/08 on the Procedure of Public Disclosure of Reports, References, Explanatory notes and Other Such Documents Submitted to the Central Bank of the Republic of Armenia for Purposes of Performing Off-site Supervision Over Supervised Entities in the Securities Market and Exceptions to the Requirement of Public Disclosure of these Documents
✔ Regulation 4/09 on Criteria Presented to The Person Conducting Audit of Financial-Economic Activities of Reporting Issuer
✔ Regulation 4/10 on Composition of Securities Tender Offer Statement, Procedure of Publication of Tender Offer and Amendments of Conditions of Tender Offer, Procedure of Calculation of Tender Offer Market Price, Procedure of Mandatory Tender Offer in Case of Revocation of Permission of Securities to Trade in The Regulated Market, Procedure of Execution of Any Public Tender Offer or Advice on Acceptance or Refusal of Securities Tender Offer
✔ Regulation 4/12 “Rules on Protection of Liquidity of Customers of Persons Providing Investment Services”
✔ Regulation 10 on Licensing and Regulation of Foreign Currency Purchase and Sale Operations
✔ Regulation 11 on Licensing, Regulation and Supervision of Organizing Foreign Exchange Trading in the Republic of Armenia
✔ Regulation 11/01 on Prohibition of Price Abuse in Foreign Exchange Trading and Foreign Exchange Trading Auctions, Incentives for Price Abuse and the Order of Notifying the Central Bank of the Republic of Armenia of Price Abuse
✔ Regulation 12 on Licensing and Regulation of Foreign Currency Dealer/Broker Activities
✔ Regulation 5/10 "The procedure of centralized registry maintenance and custody of securities"
✔ Regulation 8/03 on Information Publication by Banks, Credit Organizations, Insurance Companies, Insurance Brokers, Investment Companies, Central Depository and Payment and Settlement Organizations Implementing Money Remittances
✔ Regulation 8/04 on Minimum Conditions and Principles for Internal Rules, Regulating the Procedure of Examination of Complaints/Claims of Customers
✔ Regulation 33 on Custodial Activities of Securities